TREATY MAKING POWER ASEAN LEGAL ANALYSIS ON ASEAN PRACTICES
TREATY MAKING POWER
ASEAN
LEGAL ANALYSIS ON ASEAN
PRACTICES
|
Damos Dumoli Agusman[1]
[Paper presented before The 2nd CILS International Conference on Asean's Role in Sustainable Development, Center for International Law Studies, Faculty of Law Universitas Indonesia In Cooperation with Faculty of Law Universitas Gadjahmada, (21 November 2011)]
[Paper presented before The 2nd CILS International Conference on Asean's Role in Sustainable Development, Center for International Law Studies, Faculty of Law Universitas Indonesia In Cooperation with Faculty of Law Universitas Gadjahmada, (21 November 2011)]
Since
the entry into force of the ASEAN Charter in 2008, it is widely said that ASEAN
has moved from a loose organization to a rule-based one. It implies that the
activities of ASEAN shall be on the basis of law applicable to the
organization. ASEAN Charter as a treaty known to international law will serve
as a legal basis to all activities conducted by ASEAN, both for internal and
external objectives.
Unfortunately,
ASEAN as an international organization for the purpose of international law has
not received much attention from international legal scholars. Albeit its
growing structure as a mature international organization, it is hardly approached
from international law perspective. On the other hand, as commonly experienced
by many organizations alike, some legal question may arise with regard to
ASEAN. Is ASEAN an international organization having legal capacity to enter
into a treaty? If yes, how does it exercise its treaty making powers?
In order to answer these questions,
it is worth exploring the defined concept of ASEAN as subject of international
law and what elements are required to constitute an international organization
for having quality as a subject of international law. This paper attempts to
discuss the practical problem arising from its practices before the entry into
force of ASEAN Charter and explore the remaining potential conflict that might
encounter in the future activities. This paper will demonstrate that the legal
problems facing ASEAN treaty making powers are those that have encountered the
International Law Commission when it dealt with the problematic question of
treaties concluded by international organizations. The first is the question on
the status of its members when ASEAN concluded a treaty and the second is on
the representation, in the sense whether ASEAN could conclude a treaty on
behalf of its members. The Paper will explore the issue that needs to be
addressed by ASEAN with a view to strengthening its rule-based system as an
organization, particularly in treaty making regime.
a
|
ASEAN as an
International organization
|
ASEAN Charter endorses in article 3
its legal personality by providing that ASEAN, as an inter-governmental
organization, is hereby-conferred legal personality. The formulation is
carefully drafted in a way that the Charter is only confirming the legal fact
that ASEAN is, and was before, an inter-governmental organization having legal
personality. It must be held, that the personality under international law has
been already enjoyed by ASEAN before the Charter. Chesterman[2] put it correctly when
arguing that the fact that ASEAN now claims international legal personality in
the Charter does not mean it lacked it previously, nor that it now possesses it
in any meaningful way.
From the legal writings and the
jurisprudence it might be concluded that the question as to whether international
organizations are subject of international law as well as the question on their
legal capacity to enter into treaties has been completely resolved either in
theoretical or practical level. [3] However, preconditions established by
international law (objective criteria) shall be met before an organization is
recognized as international organization for that purpose. [4]
It is widely agreed that there are at least two constituent elements required
to form an international organization status, i.e. first a treaty establishing
the organization and second a permanent independent organ detached from that of
the founders. The ILC in its present works on the responsibility of
international organizations defines international organization as:
“International organization” means an organization established by a
treaty or other instrument governed by international law and possessing its own
international legal personality. International organizations may include as
members, in addition to States, other entities;[5]
When the two criteria apply to
ASEAN, it appears that since its inception through Bangkok Declaration in 1967
until 1976 ASEAN lacked its legal personality. It was not a proper
international organization in the sense of international law since, although
established by a treaty, it was lacking the organ detached from its founders.
It was merely a joint organ, which acted on behalf of its members. The
establishment of the ASEAN Secretariat in 1976,[6] gives effect to its legal
status because the second precondition i.e. an organ detached from its founder
has then been fulfilled. Since then, ASEAN could be qualified an international
organization for the purpose of international law in the sense that it is a
distinct entity subject of international law.
b
|
ASEAN Treaty
Making Powers
|
Since 1976 and before ASEAN Charter,
ASEAN has exercised its treaty making powers. However, the
rules of ASEAN prior to the ASEAN Charter did not as yet contain any clear
rules for regulating the conclusion of treaties with other subjects of
international law on its behalf. But the principles have been laid down that
the capacity to make treaties resides in its plenary organ i.e. ASEAN
Ministerial Meeting. ASEAN external relations will be the primary
responsibility of the ASEAN Ministerial Meeting, which will formulate, when
appropriate in consultation with relevant Ministers, guidelines for
establishment of the machinery for the formalization, supervision, suspension
or termination of negotiations with other governments and international
organizations. According to Bangkok Declaration 1967, External relation between
ASEAN and third countries and international organizations should have the
approval of the Foreign Ministers. The Chairman of the ASEAN Standing Committee
will be authorized to sign all agreements reached between ASEAN and third
parties.
The ASEAN Charter has provided general
rules on ASEAN external relation and under Article 41 (7) prescribes that ASEAN may conclude agreements with
countries or sub-regional, regional and international organizations and
institutions. The procedures for concluding such agreements shall be prescribed
by the ASEAN Coordinating Council in consultation with the ASEAN Community
Councils. Such procedures are still in intensive labour.
(i)
|
Relation
between Members and Treaties Concluded by ASEAN
|
At initial stage, and even until
recently, confusion has come to fore with regard to status of treaties[7] concluded by the so-called
ASEAN. In this regard, one must be cautious in dealing with the term ASEAN. The
term of ASEAN in legal terms as a distinct entity detached from its members is
always confused with ASEAN as a merely collective noun for all the members,
which is frequently used in many ASEAN documents and writings. The practices of
ASEAN in concluding treaties with other subjects of international law shows
that the term ASEAN tends to be interpreted as a collective noun of all the
members instead of a distinct entity. It could be seen for instance in the
Cooperation Agreement between the Member Countries of ASEAN and the EEC, 7
March 1980. The Agreement was signed by all foreign ministers of ASEAN member states
on one part and by President in office of the Council of the EC on the other
part. Thus, it is not a bilateral agreement between ASEAN as an organization,‑
which has been incorrectly claimed as the first agreement that it has signed as
an international entity,‑ but merely a multilateral between individual members
of ASEAN and the EEC.
Another example could also be found in the
exchange of letters constituting an agreement establishing the Sectoral
Dialogue between ASEAN and the Republic of Korea. On one part this agreement
was signed by Minister of Foreign Affairs of the Republic of Korea and on the
other part by Minister for Foreign Affairs of Indonesia as Chairman of the
ASEAN Standing Committee. Looking at this participation clause alone one might
assume that this agreement is concluded by ASEAN as a proper distinct entity in
pursuant to the rules of ASEAN. But from the terms of the agreement, it reveals
that ASEAN in this case is merely a collective noun of all the members since
the word ASEAN refers to ASEAN member countries. The Chairman of ASEAN Standing
Committee signed the letter on behalf of ASEAN member countries instead of
ASEAN. In this instance ASEAN is not a party and no legal effects devolve upon
it. One may be questioning whether ASEAN as a distinct entity could conclude that
particular treaty. The answer is obviously negative. A dialogue between ASEAN
and a third country is not a bilateral relation between ASEAN as a distinct
entity and the country concerned, but a kind of multilateral relations in which
the member states of ASEAN individually involve. Thus, ASEAN as a distinct
entity was lacking capacity to deal with such a relation on its own behalf.
The term ASEAN as is envisaged in
the Charter may pose an already long confusion and appeared to be so when it
was being discussed in the various discussion in the High Legal Expert Group
for the implementation of Article 41 (7) of the Charter. This Article only
states that ASEAN may conclude agreements
with countries or sub-regional, regional and international organizations and
institutions. But it does not define the notion of ASEAN in term whether it
is a distinct organization or simply a joint collective of Member States.
From the legal perspective, ASEAN
external relations under Article 47 (1) shall be distinguished into two
different legal characters:
a.
The relations between ASEAN member
countries and a third party where the status of each member country is as an
independent subject of international law. In this regard, the term “ASEAN” is
only used to refer to each member country as collective members.
b.
The relations between ASEAN as a
subject of international law, as a distinct subject separated from its members
with a third party. In this regard, member countries of ASEAN are in the
position as components of the ASEAN’s organs (Standing Committee, Committee,
etc).
On the first category, with regard
to the relations between ASEAN as collective
members with a third party, it is often stated that “ASEAN has made
numerous international agreements with other countries or international
organizations”. However, when such agreements use the term “ASEAN”, it will
refer to each member country separately and forming as “a collective group”
without necessarily relinquishing its independent status. This is reflected in
the participation clause of such agreements where all members are,
individually, required to put their respective signatures in the agreement. For
example, in the Cooperation Agreement between the Member Countries of ASEAN and
the EEC, 7 March 1980, all members of ASEAN individually signed the agreement
and for the EEC, on the other hand, it was singed by its authorized
representative i.e. President of the Council. In this agreement, each individual
member country entered into contractual agreement with EEC as an international
organization. In this case, ASEAN is not an organization as a distinct subject
independently from its members. It is a logical consequence of the fact where
the scope of the agreement is not within ASEAN’s competence as an independent
international organization, but rests on the authorities of the member
countries.
On the second category, ASEAN has
made numerous agreements in its capacity as a distinct subject separated from its
members, in which the term “ASEAN Secretariat” is commonly used. The agreements
made by ASEAN as an international organization and on its own behalf are, among
others, as follow:
a.
The Agreement relating to the
Privileges and Immunities of the ASEAN Secretariat, 20 January 1979, between
ASEAN Secretariat and Indonesia.
b.
Agreement of Cooperation between the
Association of Southeast Asian Nations (ASEAN) and the United Nations
Educational, Scientific and Cultural Organization (UNESCO), Jakarta 12th
September 1998.
c.
The Agreement on the Use and
Maintenance of the Premises of the ASEAN Secretariat, 15th March
1996, between ASEAN Secretariat and Indonesia.
d.
Memorandum of Understanding between
the Secretariat of the Association of Southeast Asian Nations (ASEAN) and the
Secretariat of the United Nations Economic and Social Commission for Asia and
the Pacific (ESCAP Secretariat).
e.
Arrangement between the ASEAN
Secretariat and the United States Patent and Trademark Office (USPTO) on
Cooperation in the Field of Intellectual Rights, 19th April 2005.
f.
Memorandum of Understanding between
the Secretariat of the Association of Southeast Asian Nations (ASEAN) and the
Shanghai Cooperation Organization (SCO), 21st April 2005.
g.
Memorandum of Understanding for
Administrative Arrangements, this memorandum of understanding (MoU) will form
the basis of Cooperation between the Association of Southeast Asian Nations
Secretariat and Asian Development Bank (24th August 2006).
In the above-mentioned agreements,
ASEAN Secretariat acted on its own behalf as an independent legal subject,
separated from its member countries. The Secretary General of ASEAN signed the
agreements. This position is a logical consequence to the fact that the
substance of the agreements is within the scope the ASEAN Secretariat
competence. Therefore from the execution of such agreements shall not arise any
obligation to its member countries, as they are not party to the agreements.
Two agreements that have been concluded
by ASEAN on its behalf are worth noting i.e. the Agreement relating to the
Privileges and Immunities of the ASEAN Secretariat, 20 January 1979 and the
Agreement on the Use and Maintenance of the Premises of the ASEAN Secretariat,
25 November 1981. The parties to the respective agreements are on one part ASEAN
as a distinct entity detached from its members and, on the other part,
Indonesia. Although Indonesia is a member, its status vis a vis ASEAN in this agreement is a distinct subject separated
from the personality of ASEAN. The participation clause of the agreements
clearly indicates that Secretary General ASEAN who signed the agreements
represent ASEAN per se not that of member states.
With regard to those agreements, ASEAN
has a capacity to perform all rights and obligations without necessarily being supported
by its member state. The matters covered by the agreements are concerning
administrative and diplomatic matters which are exclusively under competence of
ASEAN as a distinct entity. They are inter
alia juridical capacity of the Secretariat within Indonesian Territory and
the enjoyment of privileges and immunities by the Secretary‑General and the
staff including the premises of the Secretariat.
These practices have shown that the
relation between members and treaties concluded by ASEAN as a distinct
organization is merely “third party” in the sense that they are not
automatically bound by it. This legal construction is compatible with the
principle enshrined in the 1986 Vienna Convention on the Law of Treaties
concluded by International Organizations. The ILC in preparing that Convention was encountered with the question of effects of treaties
concluded by an organization on its member states, which should be relevant to
be regulated under the present Convention. The Commission came out with a proposal
which was then under the Draft Article became Article 36 bis:
Article
36 bis
Obligations and rights arising for States members of
an international organization from a treaty to which it is a party.
Obligations
and rights arise for States members of an international organization from the
provisions of a treaty to which that organization is a party when the parties
to the treaty intend those provisions to be the means of establishing such
obligations and according such rights and have defined their conditions and
effects in the treaty or have otherwise agreed thereon, and if:
(a)
the States members of the
organization, by virtue of the constituent instrument of that organization or
otherwise, have unanimously agreed to be bound by the said provisions of the
treaty; and
(b)
the assent of the States members of
the organization to be bound by the relevant provisions of the treaty has been
duly brought to the knowledge of the negotiating States and negotiating
organizations.
The proposed draft became a most difficult part during the negotiation
in the Diplomatic Conference and was finally being rejected. The proposed article was widely claimed as
compatible solely in the light of the case of the European Economic Community.
Most views were in favor of a default rule that member states should be third
parties vis a vis treaties concluded
by international organizations to which they are members.[8] Finally,
the Conference provided only a saving-clause (article 74, para. 3), which
states that [t]he provisions of the present
Convention shall not prejudge any question that may arise in regard to the
establishment of obligations and rights for States members of an international
organization under a treaty to which that organization is a party. The
formulation of this saving clause received cautious reaction from many
delegations by emphasizing that it should not be understood as allowing any
possibility of a treaty concluded by an international organization producing
any legal effects for States members of the organization which were not parties
to the treaty, unless those States members expressly consented to accept the
relevant provisions of the treaty.[9]
During the drafting
exercise on Vienna Convention on the Law of Treaties by the ILC, an attempt had
been made to enable a state or an organ on behalf of one or more states to
conclude a treaty to be binding for those states concerned.[10] Due to
its complexity, the embryonic idea was immediately aborted and did not even
reach the drafting stage of the ILC. The Commission left aside the question and
considered it as a problem of representation. The representation of one State by another State or by an international
organization or, more generally, of one subject of law by another subject of
law probably gives rise to complex problems of treaty law.
However, when it dealt
with the draft of the Vienna Convention on the Law of Treaties concluded by
International Organizations (the then Vienna Convention of 1986) the similar
question came out again. It was expected that the Commission refrained, as did the United Nations Conference on the
Law of Treaties, from dealing with that question. If the Vienna
Convention of 1969 remained silent on the representation of the corporate body
by another corporate body, it is reasonable to adopt the same position as
regards treaties to which an international organization is a party.[11]
It
appeared however that it was not merely a question of representation which it
could easily set
aside.
The delicate problem facing the
conference has apparently posed the similar confusion to the ASEAN practices.
ASEAN practices have also shown a “peculiar” model, which is not compatible
with the principle of “third party” status of its members. They are several
agreements which where binding all members with a third party, concluded by the
Secretary General of ASEAN, such as the followings:
a.
ASEAN – China Memorandum of
Understanding on Cultural Cooperation (Bangkok 3rd August 2005),
signed by the Secretary General of ASEAN;
b.
Memorandum of Cooperation between
the Department of Commerce of the United States of America and the Association
of Southeast Asian Nations (ASEAN) Secretariat concerning Cooperation on Trade
Related Standards and Conformance Issues (5th April 2001), signed by
the Secretary General of ASEAN;
c.
Memorandum of Understanding between
the Governments of the Member Countries of the Association of Southeast Asian
Nations (ASEAN) Secretariat and the Ministry of Agriculture of the People’s
Republic of China on Agricultural Cooperation (Phnom Penh, 2nd
November 2002), signed by the Secretary General of ASEAN;
d.
Memorandum of Understanding between
the Governments of the Member Countries of the Association of Southeast Asian
Nations (ASEAN) Secretariat and the Government of the People’s Republic of
China on Cooperation in the Field of Non-traditional Security Issues (Bangkok,
10th January 2004), signed by the Secretary General of ASEAN;
e.
Memorandum of Understanding between
the Governments of the Member Countries of the Association of Southeast Asian
Nations (ASEAN) Secretariat and the Government of the People’s Republic of
China on Transport Cooperation (Vientiane, 27nd November 2004),
signed by the Secretary General of ASEAN;
f.
Memorandum of Understanding between
the Governments of the Member Countries of the Association of Southeast Asian
Nations (ASEAN) Secretariat and the Ministry of Agriculture of the People’s
Republic of China on Agricultural Cooperation (Cebu, 14th January
2007), signed by the Secretary General of ASEAN;
These agreements pose various legal
questions and perhaps reflect two legal scenarios. Could it be presumed that
ASEAN as a distinct organization is entitled to bind its members into a treaty
concluded by it? Are the scopes of cooperation contained in the agreements
exclusively under ASEAN competence as a distinct personality? Two scenarios
might be relevant, first that ASEAN in this regard is a distinct personality
performing competences that have been transferred to it, or secondly, ASEAN is
merely acting on behalf of its members for which ASEAN itself as a distinct
personality is not bound. The second scenario is a question of representation,
which will be discussed, in the next part.
Whatever scenario may apply, these agreements
are not legally compatible to what has been cautiously envisaged by the Vienna
Convention of 1986. Article 36 bis
proposed at the Vienna Conference was claimed as fitting to the supranational
model such European Union, where some sovereign competences have been
transferred to the organizations. Even under the EU Law, the Union cannot
conclude treaties which competences are not exclusively under it. In the event
where competence is shared between the organization and its members, both can
become parties. Such an agreement is known, in the EC model, as a “mixed
agreement”.[12]
In relation to ASEAN capacity to
conclude treaties, a legal question has been put forward to the 23rd ASEAN
Standing Committee Meeting 1991, with respect to the possibility of ASEAN to
accede to the 1987 Montreal Protocol on Substances that Deplete the Ozone Layer.
The meeting rightly holds that ASEAN did not possess sufficient legal capacity
to accede to that Protocol since ASEAN has no competence in respect of matters
governed by the Convention or its protocol. ASEAN per se could not carry out
general obligations as provided for within art. 2 of the Convention since those
matters fall into competence of respective member states and such competence is
never being transferred to ASEAN.
Within the legal principle that was
finally adopted under the current law of treaties, one may consider that these
agreements are peculiar on some basic legal reasons. First, it is lacking
procedural requirement for the Vienna Convention 1969 principle of “consent to
be bound by a treaty” since it is not the member itself establishing its
consent but another third party. It is worth taking into account that
international law does not recognize the practices where a state can delegate
its treaty making capacity to another subjects of international law to act for
and on behalf of that state to establish consent to be bound by an
international agreement notwithstanding the question of “representation” which
will be discussed later. Second, the treaty making capacity is an integrated
part of state sovereignty and the exclusive domain of national authority. Even
the European Commission (EC) practices, which have become supranational and
integrated, it can only sign agreements in which its members have transferred
the competence to the EC Council.
It is obvious that in concluding
such legally incompatible ASEAN agreements as listed-above, the Secretary
General of ASEAN and the member states do not intend to perceive ASEAN a
supranational model, which can bind the members. It is highly presumed that
such practices could happen due to a lack of legal awareness with regard to the
meaning of ASEAN as a distinct personality and be exacerbated by the spirit of
“ASEAN Way”, which tends to sacrifice the legal premises for political
consensus and ASEAN conveniences.
(ii)
|
The problem
of Representation
|
The problem of representation is a
subject of debate under the Law of Treaties. The question arises whether a
subject of international law may act on behalf of other subjects to conclude a
treaty for the latter. The question appears to be closely related, albeit
distinguishable, to the problem of the status of member states vis a vis treaties concluded by their
organization in a way that the organization may be construed as acting on
behalf of its members.
This question of representation had
been discussed by the ILC in drafting the Vienna Convention on the Law of
Treaties of 1969. The Commission finally left aside the question and
considered it as a problem of representation rather than the Law of Treaties. The representation of one State by another State or by an international
organization or, more generally, of one subject of law by another subject of
law probably gives rise to complex problems of treaty law.
The question of representation, by
which one binds another states to a treaty, becomes complex and untenable in
the current globalization. The question of representation is not only complex
at international level but also at national/constitutional level. Democratization at national level under globalization is characterized
by the increasing independent powers invested with the various organs of a
state, coupled with the increasing role of individuals vis a vis their state, has affected the right of legation and posed
a problem of democratic accountability of any treaty concluded by a state. The
separation of powers i.e. executive, legislative, judicative has become strict
so that it raises question as to whether the executive can represent
legislative and judicative interest with relations to other states. Under these
circumstances, treaty making power as traditionally invested with executive
branch is under intensive question and states become cautious in defining and
regulating the executive treaty making exercises.
Indonesia under democratization and
constitutional consolidation would be encountered with constitutional
difficulty with the question of representation. The sovereignty principle on
“consent of state” would be at stake when representation takes place.
Indonesian Constitution 1945 and the Law No. 24 Year 2000 on Treaties have not paved
the way for another state or international organization to bind Indonesia to a
treaty. There is no precedent under Indonesian practices where government
submit to a parliament for ratification a treaty signed by another sovereign
power to be binding upon Indonesia. None even imagines that it may happen in
the current constitutional context.
An agreement signed by the Secretary
General of ASEAN on behalf of member countries, in principle, it is not binding
member countries on the basis that the requirement of consent to be bound by a treaty by Indonesia in accordance with
Article 11 of Vienna Convention 1969 on the Law of Treaties and the Law of 24
Year 2000 has not been fulfilled. In this case there is no expressed consent
from its individual members to be bound to the agreement. The very fact the its
members are said to having authorized the Secretary General of ASEAN to do so
can not be invoked as legally sufficient for establishing consent to be bound
by a treaty by the member state, as required by the Vienna Convention.
Under Indonesia law, the problem of
“Full Power” for expressing the consent of the State to be bound by a treaty”
arises. If an international agreement signed by the Secretary General of ASEAN
and to assume that it is binding for Indonesia, it will be construed that the
Secretary General has obtained a full power from Indonesia. Full power is a
constitutional power and only presented to the national officials. Granting
full power to an international organization is not an accepted practice
according to Indonesian Law of Treaties.
Based on these principles, a country
cannot ratify a legal act conducted by another subject of international
law. In this regard, for an agreement,
which is signed by the Secretary General of ASEAN or an appointed official of a
member country and requires ratification, the members are not in a legal
position to ratify the foresaid agreement. As ratification means “to confirm
the conduct of its representative who signing an agreement”, it would be
peculiar if member states, through their national mechanism, ratify the conduct
of the foreign officials. Further consequence is that a member state as a state
party does not have the direct competent authority to conduct a legal act in
relation to the agreement it self, such as invalidity; termination; suspension;
amendments; and modification. Such legal acts can only and have to be conducted
through and under the approval of the Secretary General as the signatory party.
ASEAN has abundant practices concerning
the problematic situation. Adding to the agreements listed-above, one may look
at the Memorandum of Understanding between the Governments of
the Member Countries of the Association of Southeast Asian Nations (ASEAN) and
the Government of Australia on the ASEAN - Australia Economic Cooperation
Program (AAECP) Phase III (Bangkok, 27th July 1994). For ASEAN
signed by H.E. Surin Pitsuwan, deputy Minister of Foreign Affairs, Acting
Minister of Foreign Affairs of Thailand.
On the contrary, ASEAN has also
experienced a situation where member states assumed representation despite ASEAN
as a distinct personality not really requiring it. In 1985 ASEAN
was authorized to conclude agreements on cultural matters with UNDP on ASEAN
Training Course for Drug Rehabilitation Professionals and on ASEAN Law
Enforcement Training Course. In this case ASEAN is assigned to conclude those
agreements but again not on its behalf but on behalf of its members. It only
performs its task as coordinator and it is the members who implement the training
courses. If one looks at the project documents on such ASEAN training courses,
it might be agreed that, instead of its members, ASEAN per se could be a party
to the agreements. It is firstly because the conclusion of those agreements are
in accordance with the objectives of ASEAN as specified within Bangkok
Declaration, thus, it has competence in respect of matters governed by the
agreements, and secondly, ASEAN as an entity could undertake the programs as
covered by the agreements without necessarily involving the personalities of
its members.
c.
|
ASEAN Treaty
Making Powers under ASEAN Charter and its Rules
|
As indicated in the previous part,
ASEAN Charter provides specific rules on treaty making powers. It is prescribed
by Article 41 (7) that the procedures for concluding such agreements shall be
prescribed by the ASEAN Coordinating Council in consultation with the ASEAN
Community Councils. The set of procedures is under negotiation by the High
legal Experts Group, which consists of legal officials from member states. From
the Law of Treaties perspective, such procedures are tantamount to the rules of
the organization as referred to by the Vienna Convention of 1986.
The procedures are expected to make
a clear distinction on the conclusion of agreements concluded by ASEAN as a
distinct personality and those that are concluded by all ASEAN member states
collectively. The critical issues that are worth exploring would be to what
extent ASEAN may be entitled to conclude treaties on its own behalf. This is
the problem of scope of competences to be conferred to ASEAN for it to be
subject matters of treaties it concludes. There must be a clear rule and
principle for ASEAN concerning the entitled subject matters, which are and not
within its competences. At least there must be a component organ under ASEAN
which task is to determine whether or not a subject matter could be contained
in a treaty concluded by ASEAN. The rule is necessary in order to ensure that
ASEAN concludes a treaty containing matters within its competences, otherwise,
it requires collateral participation from its members as envisaged by so called
“mixed agreements”.
It should cover the matter as
required by 1986 Vienna Convention to be regulated by the rules of
organization. The Convention emphasizes the determining role of the “rules of
the organization” to govern the acts of organization in conclusion a treaty.
The rules mean, in particular, the constituent instruments, decisions and
resolutions adopted in accordance with them, and established practice of the
organization. The Convention makes references to the rules of the organizations
in dealing with some aspects of treaty making, which shall be provided ASEAN
rules, they are among others:
1. The use of terms in the present Convention are without prejudice to the
use of those terms or to the meanings which may be given to them in the
internal law of any State or in the rules of any international organization.
The ASEAN Charter uses the term “agreements” instead of “treaties” and
therefore should not affect the validity of the instruments under such
different term.
2. The capacity of an international organization to conclude treaties. It
prescribes a regime that governing what subject matters that within and beyond
the scope of ASEAN Treaty making powers. This particular issue is concerning
power sharing between member states and the organization, which will determine
the scope of competence of ASEAN in making treaties. Such competence is
normally governed by constitutional provisions of the organizations. It appears
that ASEAN Charter provides no provision on this competence and therefore an
implied power might be presumed in such manner in accordance with the purposes
and objectives of ASEAN.
3. Full powers.
4. Act of Organization to express its consent to be bound by a treaty in
the form of Signature, Act of Formal Confirmation (corresponding to that of
ratification by a State), Accession, Accession and Acceptance.
5. Acceptance to Treaties providing for rights and obligations for third states
or third organizations.
6. Amendments of a provision of a
treaty.
7. Notifications with respect to invalidity, termination, withdrawal from
or suspension of the operation of a treaty.
8. The appointment of arbitrators or conciliators under dispute settlement
mechanism.
As ASEAN has grown into a mature
rule-based organization on the basis of its Charter and having in mind that its
role become expansive at international level, it is inevitable that ASEAN as a
subject of international law should be an international law abiding organization.
It this regard, international legal norms governing the relations between and
by international organization shall be respected. Therefore, compatibility of
ASEAN rules with the international norms become necessary.
***
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[1] PhD candidate at
University of Frankfurt, Germany and currently Consul General of the Republic
of Indonesia in Frankfurt. This paper is purely academic and should not
necessarily reflect the official position of the Government of the Republic of
Indonesia.
[2] Chesterman, Simon, Does
Asean Exist? The Association Of Southeast Asian Nations as An International
Legal Person, (2008) 12 SYBIL
199-211, at 199.
[3] The ICJ in the most important case on this matter, i.e.
Reparation for Injuries Suffered in the
Service of the United Nations Case, 1949, has affirmed that the
United Nations is a subject of international law and capable of
possessing international rights and duties, and that it has capacity to
maintain its rights by bringing international claim, ICJ Reports, 1949, pp.178‑179. This established view was
reaffirmed in ICJ Advisory Opinion in Interpretation of the Agreement of 25
March 1951 between the WHO and Egypt,[3]
1980, which is held that: International
Organizations are subjects of international law, as such, are bound by any
obligations incumbent upon them under general rules of international law, under
their constitutions or under international agreements to which they are
parties.
[4] Schermers, Henry G,, International
Institutional Law, Leiden, Stijthoff & Noordhoff, 1980, p. 277, Reuter,
Paul, International Institutions, London, George Allen & Unwin Ltd, 1958,
p. 21, Brownlie, I, Principles of Public International Law, Oxford, Fourth Ed.,
1990, pp. 681‑682, Rama‑Montaldo, 'International Legal Personality and Implied
Powers of International Organizations', (1970) XLIV BYIL 111, pp. 144‑145, Arangio‑Ruiz,
Gaetano, 'the Concept of International Law and the Theory of International
Organization', (1972) III RdC 419, pp. 676‑677.
[5] Draft articles on the responsibility of
international organizations, Adopted by the International Law Commission at its
sixty-third session, in 2011, Article 2 (a).
[6]Agreement on the Establishment of the ASEAN
Secretariat Bali, 24 February 1976, http://www.asean.org/1265.htm.
[7] The term “treaties” in
this paper will cover all formal instruments concluded by ASEAN such as
agreements, MOU’s, Arrangement, Exchange of Notes, and other designations
without making any distinction whether they are properly regarded as treaties
for the purpose of the Vienna Convention on the Law of Treaties.
[8] United Nations
Conference on The Law of Treaties Between States and International
Organizations or Between International Organizations Vienna, 18 February-21
March 1986, Official Records, Volume I, at 174.
[9] United Nations
Conference on The Law of Treaties Between States and International
Organizations or Between International Organizations Vienna, 18 February-21
March 1986, Official Records, Volume I, at 19.
[10] Yearbook of the International Law Commission, 1964, Vol. II, at 16.
[11] Yearbook of the International Law Commission, 1977, vol. II, Part
One, at 122.
[12] Verwey, Delano, The European Community, the European Union
and the International Law of Treaties, Asser Press, 2004, p. 155-208 and Keefe,
David and Schermers, Henry G, Mixed
Agreements, Netherlands, 1984.
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